For Independent Advisors
Graduate to a family office model without rebuilding your practice alone.
SimpleWEALTH is built for advisors who want to serve business owners, post-liquidity clients, and multigenerational families at the level those clients actually need — without assembling the infrastructure alone.
Three advisor categories. Where you sit determines what you can offer.
Wirehouse advisor
Operates inside someone else's system, product shelf, and constraints.
Independent RIA or aggregator
Either building alone or surrendering autonomy to a roll-up with a separate agenda.
SimpleWEALTH advisor
Steps into a family office umbrella already built, with capital, planning, tax, and education under one platform.
Two advisors. A meaningful difference in outcome.
Federal long-term capital gains, plus the net investment income tax, plus state tax. No pre-sale planning, no entity structuring. The LOI is signed, the return is filed, and a substantial portion of the proceeds goes to taxes.
Strategies the advisor's CPA and tax and estate counsel may evaluate, coordinated before the LOI: QSBS Section 1202, non-grantor trust structures, a pre-sale estate freeze, DAF and CRT overlays, and Opportunity Zone deferral — with the potential to reduce or defer a portion of the gain, depending on eligibility and circumstances.
“The advisor who can have this conversation before the LOI is signed is not competing with other advisors. They are in a different category entirely.”
Hypothetical and illustrative, for educational purposes only. Not a projection, forecast, or guarantee of any tax, investment, or financial result. The strategies referenced carry significant eligibility requirements, holding periods, and risks; benefits are not guaranteed, may be reduced or eliminated, and vary by individual circumstances and by state. SimpleADVISORY, LLC (d/b/a SimpleWEALTH) does not provide tax, accounting, or legal advice.
90-Day Concierge Transition
A bespoke onboarding roadmap. No one gets hurt.
A structured three-phase transition built around the advisor's practice — not a generic checklist. Every step is managed by a dedicated concierge team so the advisor stays client-facing throughout.
The platform invests in your growth and puts you near builders.
Firm funding of leads, events, content, social, marketing, and technology reflects current practices as of the date shown, is provided at the firm's sole discretion for no defined period and in no guaranteed amount, and may be modified, reduced, discontinued, or passed through at any time without notice.
Infrastructure Behind You
Two AI agents configured in week one, scaling as the practice grows.
Operations bench for filings, compliance documentation, billing, reporting, and vendor stack management.
Client assets are held in the client's name through a third-party custodian, segregated from firm assets, subject to applicable regulatory requirements and final platform terms.
Client portal, mobile app, rebalancing, billing, reporting, and tax overlay on integrated institutional rails.
Continuity, support, and aligned skin in the game.
Family capital made available for an advisor to manage is discretionary, earned over time, not guaranteed in amount or timing, and subject to firm approval and the affiliation agreement.
Same advisor. Same practice. Different ending.
SimpleADVISORY, LLC (d/b/a SimpleWEALTH) is an SEC-registered investment adviser. SimpleCITI, SimpleADVISORY, SimpleWEALTH, and affiliated entities are separate legal entities; affiliation does not create joint liability and no entity guarantees the obligations of another. Certain entities, products, and funds are forward-looking or in development. This site is for informational purposes only and is not an offer to sell or a solicitation of any security.